(a) Ha sido garantizado, auspiciado, recomendado o aprobado por el Estado Libre Asociado de Puerto Rico, o cualquiera de sus agencias, corporaciones públicas u oficiales. Si una compañía de inversión es asesorada por un banco, o sus valores mobiliarios son vendidos a través de un banco, el banco deberá comunicar prominentemente que dicha inversión en la compañía no está asegurada por cualquier agencia gubernamental. Disponiéndose, que si alguna agencia o corporación pública del Estado Libre Asociado de Puerto Rico adquiriera valores mobiliarios de cualquier tipo en la compañía de inversión, no estará prohibido que así lo represente a terceros.
(b) Ha sido garantizado por cualquier banco, agencia o institución depositaria asegurada.
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