Individuals & Families
Small Businesses
Nonprofits
Employers
Employee Benefits Brokers
PEOs
Credit Unions
Membership Groups
Legal Information
Sign In
/
U.S. State Codes
/
Florida
/
Title XXXIII - Regulation o...
/
Chapter 517 - Securities Tr...
/
517.1217 - Rules of Conduct and Prohibited Busi...
517.1217 - Rules of Conduct and Prohibited Business Practices for Dealers and Their Associated Persons.
FL Stat § 517.1217 (2019) (N/A)
Copy with citation
Copy as parenthetical citation
History.—s. 5, ch. 2005-237; s. 7, ch. 2009-242.
Previous Section
517.1215 - Requirements, Rules of Conduct, and Prohibited Business Practices for Investment Advisors and Their Associated Persons.
Next Section
517.122 - Arbitration.