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U.S. State Codes
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Florida
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Title XXXIII - Regulation o...
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Chapter 517 - Securities Transactions
Chapter 517 - Securities Transactions
517.011 - Short Title.
517.021 - Definitions.
517.03 - Rulemaking; Immunity for Acts in Conformity With Rules.
517.051 - Exempt Securities.
517.061 - Exempt Transactions.
517.0611 - Intrastate Crowdfunding.
517.07 - Registration of Securities.
517.072 - Viatical Settlement Investments.
517.075 - Cuba, Prospectus Disclosure of Doing Business With, Required.
517.081 - Registration Procedure.
517.082 - Notification Registration.
517.101 - Consent to Service.
517.111 - Revocation or Denial of Registration of Securities.
517.12 - Registration of Dealers, Associated Persons, Intermediaries, and Investment Advisers.
517.1201 - Notice Filing Requirements for Federal Covered Advisers.
517.1202 - Notice-Filing Requirements for Branch Offices.
517.1205 - Registration of Associated Persons Specific as to Securities Dealer, Investment Adviser, or Federal Covered Adviser Identified at Time of Registration Approval.
517.121 - Books and Records Requirements; Examinations.
517.1215 - Requirements, Rules of Conduct, and Prohibited Business Practices for Investment Advisors and Their Associated Persons.
517.1217 - Rules of Conduct and Prohibited Business Practices for Dealers and Their Associated Persons.
517.122 - Arbitration.
517.131 - Securities Guaranty Fund.
517.141 - Payment From the Fund.
517.151 - Investments of the Fund.
517.161 - Revocation, Denial, or Suspension of Registration of Dealer, Investment Adviser, Intermediary, or Associated Person.
517.1611 - Guidelines.
517.171 - Burden of Proof.
517.181 - Escrow Agreement.
517.191 - Injunction to Restrain Violations; Civil Penalties; Enforcement by Attorney General.
517.201 - Investigations; Examinations; Subpoenas; Hearings; Witnesses.
517.2015 - Confidentiality of Information Relating to Investigations and Examinations.
517.2016 - Public Records Exemption; Examination Techniques or Procedures.
517.211 - Remedies Available in Cases of Unlawful Sale.
517.221 - Cease and Desist Orders.
517.241 - Remedies.
517.275 - Commodities; Prohibited Practices.
517.301 - Fraudulent Transactions; Falsification or Concealment of Facts.
517.302 - Criminal Penalties; Alternative Fine; Anti-Fraud Trust Fund; Time Limitation for Criminal Prosecution.
517.311 - False Representations; Deceptive Words; Enforcement.
517.312 - Securities, Investments, Boiler Rooms; Prohibited Practices; Remedies.
517.313 - Destroying Certain Records; Reproduction.
517.315 - Fees.
517.32 - Exemption From Excise Tax, Certain Obligations to Pay.