Individuals & Families
Small Businesses
Nonprofits
Employers
Employee Benefits Brokers
PEOs
Credit Unions
Membership Groups
Legal Information
Sign In
/
U.S. Code of Federal Regula...
/
Title 17—Commodity and Secu...
/
CHAPTER I—COMMODITY FUTURES...
/
PART 170—REGISTERED FUTURES ASSOCIATIONS
PART 170—REGISTERED FUTURES ASSOCIATIONS
§ 170.1 - Demonstration of purposes (section 17(b)(1) of the Act).
§ 170.2 - Membership restrictions (section 17(b)(2) of the Act).
§ 170.3 - Fair and equitable representation of members (section 17(b)(5) of the Act).
§ 170.4 - Allocation of dues (section 17(b)(6) of the Act).
§ 170.5 - Prevention of fraudulent and manipulative practices (section 17(b)(7) of the Act).
§ 170.6 - Disciplinary proceedings (sections 17(b)(8) and (b)(9) of the Act).
§ 170.7 - Membership denial (section 17(b)(9) of the Act).
§ 170.8 - Settlement of customer disputes (section 17(b)(10) of the Act).
§ 170.9 - General standard.
§ 170.10 - Proficiency examinations (sections 4p and 17(p) of the Act).
§ 170.11 - Form of registration statement; review of registration statement.
§ 170.12 - Delegation of Authority to Director of the Division of Swap Dealer and Intermediary Oversight.
§ 170.15 - Futures commission merchants.
§ 170.16 - Swap dealers and major swap participants.
§ 170.17 - Introducing brokers, commodity pool operators, and commodity trading advisors.