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§ 170.6 - Disciplinary proceedings (sections 17(b)(8) and (b)(9) of the Act).

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A futures association must provide a fair and orderly procedure with respect to disciplinary actions brought against association members or persons associated with members. These rules governing such disciplinary actions shall contain, at a minimum, the procedural safeguards contained in section 17(b)(9) of the Act. In addition, an association, in disciplining its members should demonstrate that it will:

Take vigorous action against those who engage in activities in violation of association rules;

Conduct proceedings in a manner consistent with the fundamental elements of due process; and

Impose discipline which is fair and has a reasonable basis in fact.

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§ 170.5 - Prevention of fraudulent and manipulative practices (section 17(b)(7) of the Act).
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§ 170.7 - Membership denial (section 17(b)(9) of the Act).