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U.S. Code
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TITLE 15 - COMMERCE AND TRADE
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CHAPTER 2D—INVESTMENT COMPA...
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SUBCHAPTER II—INVESTMENT ADVISERS (§§ 80b–1 – 8...
SUBCHAPTER II—INVESTMENT ADVISERS (§§ 80b–1 – 80b–21)
§ 80b–1. Findings
§ 80b–2. Definitions
§ 80b–3. Registration of investment advisers
§ 80b–3a. State and Federal responsibilities
§ 80b–4. Reports by investment advisers
§ 80b–4a. Prevention of misuse of nonpublic information
§ 80b–5. Investment advisory contracts
§ 80b–6. Prohibited transactions by investment advisers
§ 80b–6a. Exemptions
§ 80b–7. Material misstatements
§ 80b–8. General prohibitions
§ 80b–9. Enforcement of subchapter
§ 80b–10. Disclosure of information by Commission
§ 80b–10a. Consultation
§ 80b–11. Rules, regulations, and orders of Commission
§ 80b–12. Hearings
§ 80b–13. Court review of orders
§ 80b–14. Jurisdiction of offenses and suits
§ 80b–15. Validity of contracts
§ 80b–16. Omitted
§ 80b–17. Penalties
§ 80b–18. Hiring and leasing authority of Commission
§ 80b–18a. State regulation of investment advisers
§ 80b–18b. Custody of client accounts
§ 80b–18c. Rule of construction relating to the Commodities Exchange Act
§ 80b–19. Separability
§ 80b–20. Short title
§ 80b–21. Effective date