Individuals & Families
Small Businesses
Nonprofits
Employers
Employee Benefits Brokers
PEOs
Credit Unions
Membership Groups
Legal Information
Sign In
/
U.S. Code
/
TITLE 15 - COMMERCE AND TRADE
/
CHAPTER 2A—SECURITIES AND T...
/
SUBCHAPTER I—DOMESTIC SECURITIES (§§ 77a – 77aa)
SUBCHAPTER I—DOMESTIC SECURITIES (§§ 77a – 77aa)
§ 77a. Short title
§ 77b. Definitions; promotion of efficiency, competition, and capital formation
§ 77b–1. Swap agreements
§ 77c. Classes of securities under this subchapter
§ 77d. Exempted transactions
§ 77d–1. Requirements with respect to certain small transactions
§ 77e. Prohibitions relating to interstate commerce and the mails
§ 77f. Registration of securities
§ 77g. Information required in registration statement
§ 77h. Taking effect of registration statements and amendments thereto
§ 77h–1. Cease-and-desist proceedings
§ 77i. Court review of orders
§ 77j. Information required in prospectus
§ 77k. Civil liabilities on account of false registration statement
§ 77l. Civil liabilities arising in connection with prospectuses and communications
§ 77m. Limitation of actions
§ 77n. Contrary stipulations void
§ 77o. Liability of controlling persons
§ 77p. Additional remedies; limitation on remedies
§ 77q. Fraudulent interstate transactions
§ 77r. Exemption from State regulation of securities offerings
§ 77r–1. Preemption of State law
§ 77s. Special powers of Commission
§ 77t. Injunctions and prosecution of offenses
§ 77u. Hearings by Commission
§ 77v. Jurisdiction of offenses and suits
§ 77w. Unlawful representations
§ 77x. Penalties
§ 77y. Jurisdiction of other Government agencies over securities
§ 77z. Separability
§ 77z–1. Private securities litigation
§ 77z–2. Application of safe harbor for forward-looking statements
§ 77z–2a. Conflicts of interest relating to certain securitizations
§ 77z–3. General exemptive authority
§ 77aa. Schedule of information required in registration statement