21.20.130 Cancellation of registration or application—Grounds.

WA Rev Code § 21.20.130 (2019) (N/A)
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RCW 21.20.130 Cancellation of registration or application—Grounds.

If the director finds that any registrant or applicant for registration is no longer in existence or has ceased to do business as a broker-dealer, investment adviser, investment adviser representative, or salesperson, or is subject to an adjudication of mental incompetence or to the control of a committee, conservator, or guardian, or cannot be located after reasonable search, the director may by order cancel the registration or application.

[ 1994 c 256 § 12; 1979 ex.s. c 68 § 9; 1975 1st ex.s. c 84 § 9; 1959 c 282 § 13.]

NOTES:

Findings—Construction—1994 c 256: See RCW 43.320.007.