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U.S. State Codes
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Virginia
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Title 13.1 - Corporations
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Chapter 5 - Securities Act
Chapter 5 - Securities Act
§ 13.1-501. (Effective October 1, 2019) Definitions
§ 13.1-501. (Effective until October 1, 2019) Definitions
§ 13.1-502. Unlawful offers and sales
§ 13.1-503. Unlawful advice
§ 13.1-504. Registration
§ 13.1-504.1. Brokerage services of savings and loan associations, savings banks or service corporations of either; when registration not required
§ 13.1-504.2. Broker-dealer services provided by credit unions; when registration not required
§ 13.1-505. Procedure for registration
§ 13.1-505.1. Post-registration provisions
§ 13.1-506. Revocation of registration
§ 13.1-507. Registration requirement; exemptions
§ 13.1-508. Registration by notification
§ 13.1-509. Registration by coordination
§ 13.1-510. Registration by qualification
§ 13.1-511. Effectiveness and reports
§ 13.1-512. Repealed
§ 13.1-513. Stop orders
§ 13.1-514. Exemptions
§ 13.1-514.1. Exemption of certain securities by order of Commission
§ 13.1-514.2. Primacy of Virginia law to be maintained
§ 13.1-515. Advertising
§ 13.1-516. Misleading filings
§ 13.1-517. Consent to service of process
§ 13.1-518. Investigations; confidentiality of information and documents
§ 13.1-518.1. Broker-dealers and investment advisors to file certain reports with Commission
§ 13.1-519. Injunctions
§ 13.1-520. Crimes
§ 13.1-520.1. Commission may transmit record or complaint to locality where violation occurred
§ 13.1-521. Violations punishable by the Commission
§ 13.1-522. Civil liabilities
§ 13.1-523. Rules and forms
§ 13.1-523.1. Commission authority to regulate securities and investment advisory activities
§ 13.1-524. Certain records of Commission available to public; admissibility of copies; destruction
§ 13.1-525. Official interpretations
§ 13.1-525.1. Fees to cover expense of regulation
§ 13.1-526. Transition
§ 13.1-527. Short title
§ 13.1-527.01. Repealed
§ 13.1-527.1. Division created; duties
§ 13.1-527.2. Attorneys, employees and consultants
§ 13.1-527.3. Commission to provide technical assistance