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Title 9A - Uniform Commerci...
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Article 8 - Investment Securities
Article 8 - Investment Securities
§ 8-101 Short title
§ 8-102 Definitions
§ 8-103 Rules for determining whether certain obligations and interests are securities or financial assets
§ 8-104 Acquisition of security or financial asset or interest therein
§ 8-105 Notice of adverse claim
§ 8-106 Control
§ 8-107 Whether indorsement, instruction, or entitlement order is effective
§ 8-108 Warranties in direct holding
§ 8-109 Warranties in indirect holding
§ 8-110 Applicability; choice of law
§ 8-111 Clearing corporation rules
§ 8-112 Creditor's legal process
§ 8-113 Statute of frauds inapplicable
§ 8-114 Evidentiary rules concerning certificated securities
§ 8-115 Securities intermediary and others not liable to adverse claimant
§ 8-116 Securities intermediary as purchaser for value
§ 8-201 Issuer
§ 8-202 Issuer's responsibility and defenses; notice of defect or defense
§ 8-203 Staleness as notice of defect or defense
§ 8-204 Effect of issuer's restriction on transfer
§ 8-205 Effect of unauthorized signature on security certificate
§ 8-206 Completion or alteration of security certificate
§ 8-207 Rights and duties of issuer with respect to registered owners
§ 8-208 Effect of signature of authenticating trustee, registrar, or transfer agent
§ 8-209 Issuer's lien
§ 8-210 Overissue
§ 8-301 Delivery
§ 8-302 Rights of purchaser
§ 8-303 Protected purchaser
§ 8-304 Indorsement
§ 8-305 Instruction
§ 8-306 Effect of guaranteeing signature, indorsement, or instruction
§ 8-307 Purchaser's right to requisites for registration of transfer
§ 8-401 Duty of issuer to register transfer
§ 8-402 Assurance that indorsement or instruction is effective
§ 8-403 Demand that issuer not register transfer
§ 8-404 Wrongful registration
§ 8-405 Replacement of lost, destroyed, or wrongfully taken security certificate
§ 8-406 Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate
§ 8-407 Authenticating trustee, transfer agent, and registrar
§ 8-501 Securities account; acquisition of security entitlement from securities intermediary
§ 8-502 Assertion of adverse claim against entitlement holder
§ 8-503 Property interest of entitlement holder in financial asset held by securities intermediary
§ 8-504 Duty of securities intermediary to maintain financial asset
§ 8-505 Duty of securities intermediary with respect to payments and distributions
§ 8-506 Duty of securities intermediary to exercise rights as directed by entitlement holder
§ 8-507 Duty of securities intermediary to comply with entitlement order
§ 8-508 Duty of securities intermediary to change entitlement holder's position to other form of security holding
§ 8-509 Specification of duties of securities intermediary by other statute or regulation; manner of performance of duties of securities intermediary and exercise of rights of entitlement holder
§ 8-510 Rights of purchaser of security entitlement from entitlement holder
§ 8-511 Priority among security interests and entitlement holders