Text of section effective on January 01, 2022
Sec. 4007.202. UNAUTHORIZED RENDERING OF SERVICES AS INVESTMENT ADVISER OR INVESTMENT ADVISER REPRESENTATIVE; OFFENSE. (a) A person commits an offense if the person:
(1) renders services as an investment adviser or investment adviser representative; and
(2) is not registered as an investment adviser or investment adviser representative as required by this title.
(b) An offense under this section is a felony of the third degree.
Added by Acts 2019, 86th Leg., R.S., Ch. 491 (H.B. 4171), Sec. 1.01, eff. January 1, 2022.
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