Text of section effective on January 01, 2022
Sec. 4004.055. FORM AND CONTENTS OF REGISTRATION CERTIFICATE. The registration certificate must be in the form the commissioner prescribes and must state:
(1) the principal place of business and address of the dealer or investment adviser;
(2) the name and business address of each person interested in the business as a principal, officer, director, or managing agent of the dealer or investment adviser; and
(3) that the dealer or investment adviser has been registered for a current calendar year as a dealer in securities or as an investment adviser, as appropriate.
Added by Acts 2019, 86th Leg., R.S., Ch. 491 (H.B. 4171), Sec. 1.01, eff. January 1, 2022.
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