Text of section effective on January 01, 2022
Sec. 4002.157. LIST OF SECURITIES OFFERED. At any time, the commissioner may, in the exercise of reasonable discretion under this title, require a dealer to file with the commissioner a partial or complete list of securities that the dealer:
(1) is offering or advertising for sale in this state at the time of the request; or
(2) has offered or advertised for sale in this state during the six-month period preceding the date of the request.
Added by Acts 2019, 86th Leg., R.S., Ch. 491 (H.B. 4171), Sec. 1.01, eff. January 1, 2022.
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