Section 7-11-301 Registration requirement.

RI Gen L § 7-11-301 (2019) (N/A)
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§ 7-11-301. Registration requirement. A person may not offer to sell or sell a security in this state unless the security:

(1) Is registered under this chapter;

(2) The security or transaction is exempt under this chapter; or

(3) It is a federal covered security.

History of Section. (P.L. 1990, ch. 460, § 2; P.L. 1997, ch. 69, § 1.)