LegalFix
Sign In

Section 6A-8-407 Authenticating trustee, transfer agent, and registrar.

RI Gen L § 6A-8-407 (2019) (N/A)
Copy with citation
Copy as parenthetical citation

§ 6A-8-407. Authenticating trustee, transfer agent, and registrar. A person acting as authenticating trustee, transfer agent, registrar, or other agent for an issuer in the registration of a transfer of its securities, in the issue of new security certificates or uncertificated securities, or in the cancellation of surrendered security certificates has the same obligation to the holder or owner of a certificated or uncertificated security with regard to the particular functions performed as the issuer has in regard to those functions.

History of Section. (P.L. 2000, ch. 182, § 5; P.L. 2000, ch. 420, § 5.)

Previous Section
Section 6A-8-406 Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate.
Next Section
Section 6A-8-501 Securities account - Acquisition of security entitlement from securities intermediary.