El Comisionado podrá, mediante reglamento u orden al efecto, requerir el archivo de cualquier prospecto, panfleto, circular, carta circular, anuncio o cualquier literatura de ventas o material de anuncio dirigido o que proponga distribuir a inversionistas potenciales, incluyendo clientes o clientes prospectivos de un asesor de inversiones, a menos que el valor o la transacción estén exentos bajo la sec. 882 de este título.
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