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§ 75-71-410. Fees

MS Code § 75-71-410 (2019) (N/A)
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(a) Fee established by administrator. The administrator shall establish fees by rule pursuant to the Mississippi Administrative Procedures Law for:

(1) An initial filing of an application as a broker-dealer and renewal of an application by a broker-dealer for registration;

(2) An application for registration as an agent and renewal of registration as an agent;

(3) An application for registration as an investment adviser and renewal of registration as an investment adviser.

(4) An application for registration as an investment adviser representative, a renewal of registration as an investment adviser representative, and a change of registration as an investment adviser representative; and

(5) An initial fee and annual notice fee for a federal covered investment adviser required to file a notice under Section 75-71-405.

(b) Payment. A person required to pay a filing or notice fee under this section may transmit the fee through or to a designee as a rule or order provides under this chapter.

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§ 75-71-409. Withdrawal of registration of broker-dealer, agent, investment adviser, and investment adviser representative
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§ 75-71-411. Postregistration requirements