§ 11-306. Dishonest or unethical practices by broker-dealer or agent prohibited.

MD Corp & Assn Code § 11-306 (2019) (N/A)
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A person who engages in the business of effecting transactions in securities for the account of others or for the person’s own account or who acts as a broker–dealer or agent may not engage in dishonest or unethical practices in the securities or investment advisory business.