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U.S. State Codes
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Kansas
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Chapter 17 CORPORATIONS
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Article 12a UNIFORM SECURITIES ACT
Article 12a UNIFORM SECURITIES ACT
17-12a,101 Citation of act.
17-12a,102 Definitions.
17-12a,103 References to federal statutes.
17-12a,104 References to federal agencies.
17-12a,105 Electronic records and signatures.
17-12a,201 Exempt securities.
17-12a,202 Exempt transactions.
17-12a,203 Additional exemptions and waivers.
17-12a,204 Denial, suspension, revocation, condition or limitation of exemptions.
17-12a,205 Exemption filing fees.
17-12a,301 Securities registration requirement.
17-12a,302 Notice filing.
17-12a,303 Securities registration by coordination.
17-12a,304 Securities registration by qualification.
17-12a,305 Securities registration filings.
17-12a,306 Denial, suspension and revocation of securities registration.
17-12a,307 Waiver and modification.
17-12a,401 Broker-dealer registration requirement and exemptions.
17-12a,402 Agent registration requirement and exemptions.
17-12a,403 Investment adviser registration requirement and exemptions.
17-12a,404 Investment adviser representative registration requirement and exemptions.
17-12a,405 Federal covered investment adviser notice filing requirement.
17-12a,406 Registration by broker-dealer, agent, investment adviser and investment adviser representative.
17-12a,407 Succession and change in registration of broker-dealer or investment adviser.
17-12a,408 Termination of employment or association of agent and investment adviser representative and transfer of employment or association.
17-12a,409 Withdrawal of registration of broker-dealer, agent, investment adviser and investment adviser representative.
17-12a,410 Filing fees.
17-12a,411 Postregistration requirements.
17-12a,412 Denial, revocation, suspension, withdrawal, restriction, condition or limitation of registration.
17-12a,501 General fraud.
17-12a,502 Prohibited conduct in providing investment advice.
17-12a,503 Evidentiary burden.
17-12a,504 Filing of sales and advertising literature.
17-12a,505 Misleading filings; coercion; obstruction.
17-12a,506 Misrepresentations concerning registration or exemption.
17-12a,507 Qualified immunity.
17-12a,508 Criminal penalties; statute of limitations.
17-12a,509 Civil liability.
17-12a,510 Rescission offers.
17-12a,601 Administration; investor education and protection fund.
17-12a,602 Investigations and subpoenas.
17-12a,603 Civil enforcement.
17-12a,604 Administrative enforcement.
17-12a,605 Rules, forms, orders, interpretive opinions and hearings.
17-12a,606 Administrative files and opinions.
17-12a,607 Public records; confidentiality.
17-12a,608 Uniformity and cooperation with other agencies.
17-12a,609 Judicial review.
17-12a,610 Jurisdiction.
17-12a,611 Service of process.
17-12a,612 Severability clause.
17-12a,703 Repeals; application of act to existing proceeding and existing rights and duties.