Sec. 96.1. (a) IC 23-19-4.1-8 (Concerning acts by broker-dealers, investment advisers, and qualified individuals regarding financially vulnerable adults).
(b) IC 23-19-5-7 (Concerning information provided in a required record of a broker-dealer, investment adviser, federal covered investment adviser, or investment adviser representative).
As added by P.L.39-2016, SEC.3. Amended by P.L.158-2017, SEC.14; P.L.86-2018, SEC.285.
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