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U.S. State Codes
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Hawaii
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TITLE 26. TRADE REGULATION ...
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485A. Uniform Securities Act
485A. Uniform Securities Act
485A-101 Short title.
485A-102 Definitions.
485A-103 References to federal statutes.
485A-104 References to federal agencies.
485A-105 Electronic records and signatures.
485A-201 Exempt securities.
485A-202 Exempt transactions.
485A-203 Additional exemptions and waivers.
485A-204 Denial, suspension, revocation, condition, or limitation of exemptions.
485A-301 Securities registration requirement.
485A-302 Notice filing.
485A-303 Securities registration by qualification.
485A-304 Securities registration filings.
485A-305 Denial, suspension, and revocation of securities registration.
485A-306 Waiver and modification.
485A-401 Broker-dealer registration requirement and exemptions.
485A-402 Agent registration requirement and exemptions.
485A-403 Investment adviser registration requirement and exemptions.
485A-404 Investment adviser representative registration requirement and exemptions.
485A-405 Federal covered investment adviser notice filing requirement.
485A-406 Registration by broker-dealer, agent, investment adviser, and investment adviser representative.
485A-407 Succession and change in registration of broker-dealer or investment adviser.
485A-408 Termination of employment or association of agent and investment adviser representative; transfer of employment or association. ; ;
485A-409 Withdrawal of registration of broker-dealer, agent, investment adviser, and investment adviser representative.
485A-410 Filing fees.
485A-411 Postregistration requirements.
485A-412 Denial, revocation, suspension, withdrawal, restriction, condition, or limitation of registration.
485A-501 General fraud.
485A-502 Prohibited conduct in providing investment advice.
485A-503 Evidentiary burden.
485A-504 Filing of sales and advertising literature.
485A-505 Misleading filings.
485A-506 Misrepresentations concerning registration or exemption.
485A-507 Qualified immunity.
485A-508 Criminal penalties.
485A-509 Civil liability.
485A-510 Rescission offers.
485A-601 Commissioner of securities.
485A-602 Investigations and subpoenas.
485A-603 Civil enforcement.
485A-603.5 Additional civil penalties for securities violations committed against elders.
485A-604 Administrative enforcement.
485A-604.5 Additional administrative penalties for securities violations committed against elders
485A-605 Venue.
485A-606 Rules, forms, orders, interpretative opinions, and hearings.
485A-607 Administrative files and opinions.
485A-608 Public records; confidentiality.
485A-609 Appeals to court, first circuit; time; bonds; costs; decree; further appeal.
485A-610 Service of process.
485A-701 Application of act to existing proceeding and existing rights and duties.