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U.S. State Codes
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Arkansas
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Title 23 - Public Utilities...
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Subtitle 2 - Financial Inst...
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Chapter 42 - Arkansas Secur...
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Subchapter 3 - Broker-Dealers, Agents, and Inve...
Subchapter 3 - Broker-Dealers, Agents, and Investment Advisers
§ 23-42-301. Registration required -- Unlawful acts -- Supervision requirements
§ 23-42-302. Registration procedure
§ 23-42-303. Minimum net capital requirement
§ 23-42-304. Filing fees -- Rules and regulations
§ 23-42-305. Corporate surety bonds -- Alternatives
§ 23-42-306. Records and reports -- Examinations
§ 23-42-307. Unlawful acts by investment advisers
§ 23-42-308. Denial, suspension, revocation, or withdrawal of registration, and other penalties
§ 23-42-309. Protection of vulnerable adults from financial exploitation -- Definitions