Article 1 - General Provisions.

Article 1 - General Provisions.

Section 8-6-1 - Short title.
Section 8-6-2 - Definitions.
Section 8-6-3 - Registration and bonds of dealers, agents, investment advisers, etc.
Section 8-6-4 - Registration of securities - Required; exceptions.
Section 8-6-5 - Registration of securities - Registration by notification.
Section 8-6-6 - Registration of securities - Registration of certain securities by coordination.
Section 8-6-7 - Registration of securities - Registration by qualification.
Section 8-6-8 - Registration of securities - Registration statement; conditions precedent; bond; notice of action; fees; quarterly reports and financial statements; discharge from supervision.
Section 8-6-9 - Registration of securities - Denial, suspension and revocation of registration.
Section 8-6-10 - Registration of securities - Exempt securities.
Section 8-6-11 - Registration of securities - Exempt transactions.
Section 8-6-12 - Registration of securities - Applicability of provisions of article; consent to service of process on Secretary of State.
Section 8-6-14 - Filing or registration not finding of truth, completeness, etc., of documents; representations concerning effect of registration or exemption.
Section 8-6-15 - Investigations and subpoenas by commission.
Section 8-6-16 - Administrative cease and desist authority to commission; injunctive relief; appointment of receivers or conservators for defendants or defendants' assets; court ordered rescission, restitution, or disgorgement for violations.
Section 8-6-17 - Prohibited acts regarding offer, sale, or purchase of securities.
Section 8-6-18 - Criminal penalties for violations of article; enforcement; scienter.
Section 8-6-19 - Civil liabilities of sellers, agents, etc.; remedies of purchasers.
Section 8-6-21 - Commission authorized to swear out warrants of arrest; liability of commission for warrant.
Section 8-6-22 - Duties of director; director empowered to swear out warrants of arrest; liability of director for warrant.
Section 8-6-23 - Making, amending, and rescinding rules and prescribing forms by commission.
Section 8-6-24 - Liability for acts done or omitted in good faith under rules, forms, or orders.
Section 8-6-25 - Hearings to be public; requests for private hearings.
Section 8-6-26 - Document deemed filed when received.
Section 8-6-27 - Commission to keep register; register to be open for public inspection.
Section 8-6-28 - Commission to furnish copies of register entries or documents; certified copy deemed prima facie evidence.
Section 8-6-29 - Interpretative opinions by commission.
Section 8-6-30 - Burden of proving exemption or exception from definition.
Section 8-6-31 - Commission may issue warnings to public and publish information regarding orders.
Section 8-6-32 - Party aggrieved by order entitled to hearing before commission; appeals from action of commission.
Section 8-6-33 - Disposition of revenue.

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