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U.S. Code of Federal Regula...
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Title 7—Agriculture
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CHAPTER XLII—RURAL BUSINESS...
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PART 4290—RURAL BUSINESS INVESTMENT COMPANY (“R...
PART 4290—RURAL BUSINESS INVESTMENT COMPANY (“RBIC”) PROGRAM
§ 4290.10 - Description of the Rural Business Investment Company Program.
§ 4290.15 - Leveraged and Non-leveraged Rural Business Investment Companies.
§ 4290.20 - Legal basis and applicability of this part 4290.
§ 4290.30 - Amendments to Act and regulations.
§ 4290.40 - How to read this part 4290.
§ 4290.45 - Responsibility for implementing this part 4290.
§ 4290.50 - Definition of terms.
§ 4290.100 - Business form.
§ 4290.110 - Qualified management.
§ 4290.120 - Plan to invest in Rural Areas.
§ 4290.130 - Identified Rural Areas.
§ 4290.140 - Approval of initial Management Expenses.
§ 4290.150 - Management and ownership diversity requirement.
§ 4290.160 - Special rules for Partnership RBICs and LLC RBICs.
§ 4290.165 - Obligations of Control Persons.
§ 4290.200 - Adequate capital for RBICs.
§ 4290.210 - Minimum capital requirements for RBICs.
§ 4290.230 - Private Capital for RBICs.
§ 4290.240 - Limitations on non-cash capital contributions in Private Capital.
§ 4290.300 - When and how to apply for a RBIC License.
§ 4290.310 - Contents of application.
§ 4290.320 - Contents of comprehensive business plan.
§ 4290.330 - Grant and guarantee issuance fee.
§ 4290.340 - Evaluation and selection—general.
§ 4290.350 - Eligibility and completeness.
§ 4290.360 - Initial review of Applicant's management team's qualifications.
§ 4290.370 - Evaluation criteria.
§ 4290.380 - Selection.
§ 4290.390 - Licensing as a RBIC.
§ 4290.400 - Changes in ownership of 10 percent or more of RBIC but no change of Control.
§ 4290.410 - Changes in Control of RBIC (through change in ownership or otherwise).
§ 4290.420 - Prohibition on exercise of ownership or Control rights in RBIC before approval.
§ 4290.430 - Notification of transactions that may change ownership or Control.
§ 4290.440 - Standards governing prior approval for a proposed transfer of Control.
§ 4290.450 - Notification of pledge of RBIC's shares.
§ 4290.460 - Restrictions on Common Control or ownership of two (or more) RBICs.
§ 4290.470 - Prior approval of merger, consolidation, or reorganization of RBIC.
§ 4290.480 - Prior approval of changes to RBIC's business plan.
§ 4290.500 - Lawful operations under the Act.
§ 4290.502 - Representations to the public.
§ 4290.503 - RBIC's adoption of an approved valuation policy.
§ 4290.504 - Equipment of USDA or SBA officials.
§ 4290.506 - Safeguarding the RBIC's assets/Internal controls.
§ 4290.507 - Violations based on false filings and nonperformance of agreements with the Secretary or SBA.
§ 4290.508 - Compliance with non-discrimination laws and regulations applicable to federally-assisted programs.
§ 4290.509 - Employment of USDA or SBA officials.
§ 4290.510 - Approval of RBIC's Investment Adviser/Manager.
§ 4290.520 - Management Expenses of a RBIC.
§ 4290.530 - Restrictions on investments of idle funds by RBICs.
§ 4290.550 - Prior approval of secured third-party debt of RBICs.
§ 4290.585 - Voluntary decrease in RBIC's Regulatory Capital.
§ 4290.600 - General requirement for RBIC to maintain and preserve records.
§ 4290.610 - Required certifications for Loans and Investments.
§ 4290.620 - Requirements to obtain information from Portfolio Concerns.
§ 4290.630 - Requirement for RBICs to file financial statements and supplementary information with the Secretary.
§ 4290.640 - Requirement to file portfolio financing reports with the Secretary.
§ 4290.650 - Requirement to report portfolio valuations to the Secretary
§ 4290.660 - Other items required to be filed by RBIC with the Secretary.
§ 4290.680 - Reporting changes in RBIC not subject to prior approval.
§ 4290.690 - Examinations.
§ 4290.691 - Responsibilities of RBIC during examination.
§ 4290.692 - Examination fees.
§ 4290.700 - Requirements concerning types of Enterprises to receive Financing.
§ 4290.720 - Enterprises that may be ineligible for Financing.
§ 4290.730 - Financings which constitute conflicts of interest.
§ 4290.740 - Portfolio diversification (“overline” limitation).
§ 4290.760 - How a change in size or activity of a Portfolio Concern affects the RBIC and the Portfolio Concern.
§ 4290.800 - Financings in the form of Equity Securities.
§ 4290.810 - Financings in the form of Loans.
§ 4290.815 - Financings in the form of Debt Securities.
§ 4290.820 - Financings in the form of guarantees.
§ 4290.825 - Purchasing securities from an underwriter or other third party.
§ 4290.830 - Minimum term of Financing.
§ 4290.835 - Exceptions to minimum term of Financing.
§ 4290.840 - Maximum term of Financing.
§ 4290.845 - Maximum rate of amortization on Loans and Debt Securities.
§ 4290.850 - Restrictions on redemption of Equity Securities.
§ 4290.860 - Financing fees and expense reimbursements a RBIC may receive from an Enterprise.
§ 4290.880 - Assets acquired in liquidation of Portfolio securities.
§ 4290.885 - Disposition of assets to RBIC's Associates or to competitors of Portfolio Concerns.
§ 4290.900 - Management fees for services provided to an Enterprise by RBIC or its Associate.
§ 4290.1100 - Type of Leverage and application procedures.
§ 4290.1120 - General eligibility requirements for Leverage.
§ 4290.1130 - Leverage fees payable by RBIC.
§ 4290.1140 - RBIC's acceptance of remedies under § 4290.1810.
§ 4290.1150 - Maximum amount of Leverage for a RBIC.
§ 4290.1200 - Leverage commitment to a RBIC—application procedure, amount, and term.
§ 4290.1220 - Requirement for RBIC to file financial statements at the time of request for a draw.
§ 4290.1230 - Draw-downs by RBIC under Leverage commitment.
§ 4290.1240 - Funding of RBIC's draw request through sale to third-party.
§ 4290.1500 - Restrictions on distributions to RBIC investors while RBIC has outstanding Leverage.
§ 4290.1600 - Secretary's authority to issue and guarantee Trust Certificates.
§ 4290.1610 - Effect of prepayment or early redemption of Leverage on a Trust Certificate.
§ 4290.1620 - Functions of agents, including Central Registration Agent, Selling Agent and Fiscal Agent.
§ 4290.1630 - Regulation of Brokers and Dealers and disclosure to purchasers of Leverage or Trust Certificates.
§ 4290.1640 - Secretary's access to records of the CRA, Brokers, Dealers and Pool or Trust assemblers.
§ 4290.1700 - Secretary's transfer of interest in a RBIC's Leverage security.
§ 4290.1710 - Secretary's authority to collect or compromise claims.
§ 4290.1720 - Characteristics of Secretary's guarantee.
§ 4290.1810 - Events of default and the Secretary's remedies for RBIC's noncompliance with terms of Debentures.
§ 4290.1830 - RBIC's Capital Impairment definition and general requirements.
§ 4290.1840 - Computation of RBIC's Capital Impairment Percentage.
§ 4290.1900 - Termination of participation as a RBIC.
§ 4290.1910 - Non-waiver of rights or terms of Leverage security.
§ 4290.1920 - RBIC's application for exemption from a regulation in this part 4290.
§ 4290.1930 - Effect of changes in this part 4290 on transactions previously consummated.
§ 4290.1940 - Integration of this part with other regulations applicable to USDA's programs.
§ 4290.2000 - Operational Assistance Grants to RBICs.
§ 4290.3000 - Non-leveraged RBICs—General.
§§ 4290.3001-4290.3002 - Responsibilities for implementing Non-leveraged RBICs.
§ 4290.3003 - Responsibilities for implementing Non-leveraged RBICs.
§ 4290.3004 - Qualifications for the Non-leveraged RBIC Program.
§ 4290.3005 - Qualifications for the Non-leveraged RBIC Program.
§§ 4290.3006-4290.3009 - Application and Approval Process for RBIC licensing without Leverage.
§ 4290.3010 - Application and Approval Process for RBIC licensing without Leverage.
§§ 4290.3011-4290.3014 - Evaluation and selection of Non-leveraged RBICs.
§ 4290.3015 - Evaluation and selection of Non-leveraged RBICs.
§§ 4290.3016-4290.3019 - Changes in Ownership, Structure, or Control.
§ 4290.3020 - Changes in Ownership, Structure, or Control.
§§ 4290.3021-4290.3024 - Managing the Operations of a RBIC.
§ 4290.3025 - Managing the Operations of a RBIC.
§§ 4290.3026-4290.3029 - Financing of Enterprises by RBICs.
§ 4290.3030 - Financing of Enterprises by RBICs.
§§ 4290.3031-4290.3034 - Recordkeeping, Reporting, and Examination Requirements for RBICs.
§ 4290.3035 - Recordkeeping, Reporting, and Examination Requirements for RBICs.
§§ 4290.3036-4290.3039 - Financial Assistance for RBICs.
§ 4290.3040 - Financial Assistance for RBICs.
§ 4290.3041 - Events of default and the Secretary's remedies for RBIC's noncompliance with terms of licensure.
§§ 4290.3042-4290.3044 - Computation of RBIC's Capital Impairment.
§ 4290.3045 - Computation of RBIC's Capital Impairment.
§§ 4290.3046-4290.3049 - Operational Assistance Grants for RBICs.
§ 4290.3050 - Operational Assistance Grants for RBICs.
§§ 4290.3051-4290.3099 - Administrative Committee of the Federal Register (Parts 1—49)