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U.S. Code of Federal Regula...
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Title 17—Commodity and Secu...
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CHAPTER IV—DEPARTMENT OF TH...
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PART 403—PROTECTION OF CUSTOMER SECURITIES AND ...
PART 403—PROTECTION OF CUSTOMER SECURITIES AND BALANCES
§ 403.1 - Application of part to registered brokers and dealers.
§ 403.2 - Hypothecation of customer securities.
§ 403.3 - Use of customers' free credit balances.
§ 403.4 - Customer protection—reserves and custody of securities.
§ 403.5 - Custody of securities held by financial institutions that are government securities brokers or dealers.
§ 403.6 - Compliance with part by futures commission merchants.
§ 403.7 - Effective dates.