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U.S. Code of Federal Regula...
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Title 17—Commodity and Secu...
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CHAPTER II—SECURITIES AND E...
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PART 249—FORMS, SECURITIES ...
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§§ 249.620-249.634
§§ 249.620-249.634
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§§ 9.634 [Reserved]
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§ 249.619 - Form TA-Y2K, information required of transfer agents pursuant to section 17 of the Securities Exchange Act of 1934 and § 240.17Ad-18 of this chapter.
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§ 249.635 - Form X-17A-19, report by national securities exchanges and registered national securities associations of changes in the membership status of any of their members.