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U.S. Code of Federal Regula...
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Title 17—Commodity and Secu...
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CHAPTER II—SECURITIES AND E...
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PART 240—GENERAL RULES AND ...
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§ 240.17a-18
§ 240.17a-18
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§ [Reserved]
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§ 240.17a-13 - Quarterly security counts to be made by certain exchange members, brokers, and dealers.
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§ 240.17a-19 - Form X-17A-19 Report by national securities exchanges and registered national securities associations of changes in the membership status of any of their members.