§ 232.100 - Persons and entities subject to mandated electronic filing.

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The following persons or entities shall be subject to the electronic filing requirements of this part 232:

Registrants and other entities whose filings are subject to review by the Division of Corporation Finance;

Registrants whose filings are subject to review by the Division of Investment Management;

Persons or entities whose filings are subject to review by the Division of Market Regulation; and

Any party (including natural persons) that files a document jointly with, or as a third party filer with respect to, a person or entity that is subject to mandated electronic filing requirements.