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§ 200.30-3a - Delegation of authority to Director of the Office of Municipal Securities.

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Pursuant to the provisions of Pub. L. 100-181, 101 Stat. 1254, 1255 (15 U.S.C. 78d-1, 78d-2), the Securities and Exchange Commission hereby delegates, until the Commission orders otherwise, the following functions to the Director of the Office of Municipal Securities to be performed by him or under his direction by such person or persons as may be designated from time to time by the Chairman of the Commission:

With respect to the Securities Exchange Act of 1934 (15 U.S.C. 78a et seq.):

Pursuant to section 15B of the Act (15 U.S.C. 78o-4):

To authorize the issuance of orders granting registration of municipal advisors within 45 days of the filing of an application for registration as a municipal advisor (or within such longer period as to which the applicant consents); and

To authorize the issuance of orders canceling the registration of a municipal advisor, if such municipal advisor is no longer in existence or has ceased to do business as a municipal advisor.

Notwithstanding anything in the foregoing, in any case in which the Director of the Office of Municipal Securities believes it appropriate, he may submit the matter to the Commission.

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§ 200.30-3 - Delegation of authority to Director of Division of Trading and Markets.
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§ 200.30-4 - Delegation of authority to Director of Division of Enforcement.