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U.S. Code of Federal Regula...
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Title 17—Commodity and Secu...
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CHAPTER I—COMMODITY FUTURES...
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PART 4—COMMODITY POOL OPERATORS AND COMMODITY T...
PART 4—COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
§ 4.1 - Requirements as to form.
§§ 4.2-4.4 - Exclusion for certain otherwise regulated persons from the definition of the term “commodity pool operator.”
§ 4.5 - Exclusion for certain otherwise regulated persons from the definition of the term “commodity pool operator.”
§ 4.6 - Exclusion for certain otherwise regulated persons from the definition of the term “commodity trading advisor.”
§ 4.7 - Exemption from certain part 4 requirements for commodity pool operators with respect to offerings to qualified eligible persons and for commodity trading advisors with respect to advising qualified eligible persons.
§ 4.8 - Exemption from certain requirements of rule 4.26 with respect to pools offered or sold in certain offerings exempt from registration under the Securities Act.
§ 4.9 - Definitions.
§ 4.10 - Definitions.
§ 4.11 - Exemption from section 4n(3)(B).
§ 4.12 - Exemption from provisions of part 4.
§ 4.13 - Exemption from registration as a commodity pool operator.
§ 4.14 - Exemption from registration as a commodity trading advisor.
§ 4.15 - Continued applicability of antifraud section.
§ 4.16 - Prohibited representations.
§ 4.17 - Severability.
§ 4.20 - Prohibited activities.
§ 4.21 - Required delivery of pool Disclosure Document.
§ 4.22 - Reporting to pool participants.
§ 4.23 - Recordkeeping.
§ 4.24 - General disclosures required.
§ 4.25 - Performance disclosures.
§ 4.26 - Use, amendment and filing of Disclosure Document.
§ 4.27 - Additional reporting by advisors of certain large commodity pools.
§ 4.30 - Prohibited activities.
§ 4.31 - Required delivery of Disclosure Document to prospective clients.
§ 4.32 - Recordkeeping.
§ 4.33 - Recordkeeping.
§ 4.34 - General disclosures required.
§ 4.35 - Performance disclosures.
§ 4.36 - Use, amendment and filing of Disclosure Document.
§ 4.40 - Advertising by commodity pool operators, commodity trading advisors, and the principals thereof.
§ 4.41 - Advertising by commodity pool operators, commodity trading advisors, and the principals thereof.