§ 38.600 - Core Principle 11.

Copy with citation
Copy as parenthetical citation

The board of trade shall establish and enforce:

Rules and procedures for ensuring the financial integrity of transactions entered into on or through the facilities of the contract market (including the clearance and settlement of the transactions with a derivatives clearing organization); and

Rules to ensure:

The financial integrity of any:

Futures commission merchant, and

Introducing broker; and

The protection of customer funds.