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§ 3.57 - Proceedings under section 8a(2)(E) of the Act.

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The Commission will not initiate a proceeding under section 8a(2)(E) of the Act, if respondeat superior is the sole basis upon which the registrant may be found subject to a statutory disqualification.

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§ 3.56 - Suspension or modification of registration pursuant to section 8a(11) of the Act.
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§ 3.60 - Procedure to deny, condition, suspend, revoke or place restrictions upon registration pursuant to sections 8a(2), 8a(3) and 8a(4) of the Act.