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U.S. Code of Federal Regula...
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Title 17—Commodity and Secu...
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CHAPTER I—COMMODITY FUTURES...
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PART 3—REGISTRATION
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§§ 3.5-3.9
§§ 3.5-3.9
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§§ .9 [Reserved]
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§ 3.4 - Registration in one capacity not included in registration in any other capacity.
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§ 3.10 - Registration of futures commission merchants, retail foreign exchange dealers, introducing brokers, commodity trading advisors, commodity pool operators, swap dealers, major swap participants and leverage transaction merchants.