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U.S. Code of Federal Regula...
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Title 17—Commodity and Secu...
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CHAPTER I—COMMODITY FUTURES...
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PART 3—REGISTRATION
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§§ 3.13-3.20
§§ 3.13-3.20
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§§ .20 [Reserved]
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§ 3.12 - Registration of associated persons of futures commission merchants, retail foreign exchange dealers, introducing brokers, commodity trading advisors, commodity pool operators and leverage transaction merchants.
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§ 3.21 - Exemption from fingerprinting requirement in certain cases.