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U.S. Code of Federal Regula...
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Title 17—Commodity and Secu...
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CHAPTER I—COMMODITY FUTURES...
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PART 23—SWAP DEALERS AND MAJOR SWAP PARTICIPANTS
PART 23—SWAP DEALERS AND MAJOR SWAP PARTICIPANTS
§§ 23.1-23.20 - Registration of swap dealers and major swap participants.
§ 23.21 - Registration of swap dealers and major swap participants.
§ 23.22 - Prohibition against statutory disqualification in the case of an associated person of a swap dealer or major swap participant.
§§ 23.23-23.40 - Scope.
§§ 23.100-23.149 - Scope.
§ 23.150 - Scope.
§ 23.151 - Definitions applicable to margin requirements.
§ 23.152 - Collection and posting of initial margin.
§ 23.153 - Collection and posting of variation margin.
§ 23.154 - Calculation of initial margin.
§ 23.155 - Calculation of variation margin.
§ 23.156 - Forms of margin.
§ 23.157 - Custodial arrangements.
§ 23.158 - Margin documentation.
§ 23.159 - Special rules for affiliates.
§ 23.160 - Cross-border application.
§ 23.161 - Compliance dates.
§§ 23.162-23.199 - Definitions.
§ 23.200 - Definitions.
§ 23.201 - Required records.
§ 23.202 - Daily trading records.
§ 23.203 - Records; retention and inspection.
§ 23.204 - Reports to swap data repositories.
§ 23.205 - Real-time public reporting.
§ 23.206 - Delegation of authority to the Director of the Division of Swap Dealer and Intermediary Oversight to establish an alternative compliance schedule to comply with daily trading records.
§ 23.400 - Scope.
§ 23.401 - Definitions.
§ 23.402 - General provisions.
§§ 23.403-23.409 - Prohibition on fraud, manipulation, and other abusive practices.
§ 23.410 - Prohibition on fraud, manipulation, and other abusive practices.
§§ 23.411-23.429 - Verification of counterparty eligibility.
§ 23.430 - Verification of counterparty eligibility.
§ 23.431 - Disclosures of material information.
§ 23.432 - Clearing disclosures.
§ 23.433 - Communications—fair dealing.
§ 23.434 - Recommendations to counterparties—institutional suitability.
§§ 23.435-23.439 - Requirements for swap dealers acting as advisors to Special Entities.
§ 23.440 - Requirements for swap dealers acting as advisors to Special Entities.
§§ 23.441-23.449 - Requirements for swap dealers and major swap participants acting as counterparties to Special Entities.
§ 23.450 - Requirements for swap dealers and major swap participants acting as counterparties to Special Entities.
§ 23.451 - Political contributions by certain swap dealers.
§ 23.500 - Definitions.
§ 23.501 - Swap confirmation.
§ 23.502 - Portfolio reconciliation.
§ 23.503 - Portfolio compression.
§ 23.504 - Swap trading relationship documentation.
§ 23.505 - End user exception documentation.
§ 23.506 - Swap processing and clearing.
§ 23.600 - Risk Management Program for swap dealers and major swap participants.
§ 23.601 - Monitoring of position limits.
§ 23.602 - Diligent supervision.
§ 23.603 - Business continuity and disaster recovery.
§ 23.604 - Conflicts of interest policies and procedures.
§ 23.605 - Conflicts of interest policies and procedures.
§ 23.606 - General information: availability for disclosure and inspection.
§ 23.607 - Antitrust considerations.
§ 23.608 - Restrictions on counterparty clearing relationships.
§ 23.609 - Clearing member risk management.
§ 23.610 - Clearing member acceptance for clearing.
§ 23.611 - Delegation of authority to the Director of the Division of Clearing and Risk to establish an alternative compliance schedule to comply with clearing member acceptance for clearing.
§ 23.700 - Definitions.
§ 23.701 - Notification of right to segregation.
§ 23.702 - Requirements for segregated margin.
§ 23.703 - Investment of segregated margin.
§ 23.704 - Requirements for non-segregated margin.