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U.S. Code of Federal Regula...
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Title 17—Commodity and Secu...
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CHAPTER I—COMMODITY FUTURES...
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PART 171—RULES RELATING TO REVIEW OF NATIONAL F...
PART 171—RULES RELATING TO REVIEW OF NATIONAL FUTURES ASSOCIATION DECISIONS IN DISCIPLINARY, MEMBERSHIP DENIAL, REGISTRATION AND MEMBER RESPONSIBILITY ACTIONS
§ 171.1 - Scope of rules.
§ 171.2 - Definitions.
§ 171.3 - Business address; hours.
§ 171.4 - Computation of time.
§ 171.5 - Extension of time.
§ 171.6 - Ex parte communications.
§ 171.7 - Filing with the Proceedings Clerk.
§ 171.8 - Filing with the Proceedings Clerk.
§ 171.9 - Service.
§ 171.10 - Motions.
§ 171.11 - Sanctions.
§ 171.12 - Settlement.
§ 171.13 - Practice before the Commission.
§ 171.14 - Waiver of rules.
§ 171.20 - Notice of final decision.
§ 171.21 - Notice of final decision.
§ 171.22 - Effective date of final decisions in disciplinary, membership denial and registration actions.
§ 171.23 - Notice of appeal.
§ 171.24 - Submission of the record.
§ 171.25 - Appeal brief.
§ 171.26 - Answering brief.
§ 171.27 - Limited participation by interested persons.
§ 171.28 - Participation by Commission staff.
§ 171.30 - Scope of review.
§ 171.31 - Commission review in the absence of an appeal.
§ 171.32 - Oral argument.
§ 171.33 - Final decision by the Commission.
§ 171.34 - Standards of review.
§ 171.40 - Notice of the commencement of a member responsibility action.
§ 171.41 - Petition for a stay of effective date of a member responsibility action pending a hearing by the National Futures Association.
§ 171.42 - Notice of a final decision of the National Futures Association in a member responsibility action.
§ 171.43 - Petition for a stay of the effective date of a final decision of the National Futures Association in a member responsibility action.
§ 171.44 - Notice of appeal.
§ 171.45 - General procedures.
§ 171.46 - Standards of review.
§ 171.50 - Delegation to the General Counsel.