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U.S. Code of Federal Regula...
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Title 17—Commodity and Secu...
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CHAPTER I—COMMODITY FUTURES...
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PART 14—RULES RELATING TO SUSPENSION OR DISBARM...
PART 14—RULES RELATING TO SUSPENSION OR DISBARMENT FROM APPEARANCE AND PRACTICE
§ 14.1 - Scope.
§ 14.2 - Definitions of appearance and practice.
§ 14.3 - Hearings.
§ 14.4 - Violation of Commodity Exchange Act.
§ 14.5 - Criminal conviction.
§ 14.6 - Disbarment or suspension by licensing authority.
§ 14.7 - Finding of violation of Commodity Exchange Act or Federal securities laws in another proceeding.
§ 14.8 - Lack of requisite qualifications, character and integrity.
§ 14.9 - Duty to file information concerning adverse judicial or administrative action.
§ 14.10 - Reinstatement.