Individuals & Families
Small Businesses
Nonprofits
Employers
Employee Benefits Brokers
PEOs
Credit Unions
Membership Groups
Legal Information
Sign In
/
U.S. Code of Federal Regula...
/
Title 12—Banks and Banking
/
CHAPTER I—COMPTROLLER OF TH...
/
PART 3—CAPITAL ADEQUACY STANDARDS
PART 3—CAPITAL ADEQUACY STANDARDS
§ 3.1 - Purpose, applicability, reservations of authority, and timing.
§ 3.2 - Definitions.
§ 3.3 - Operational requirements for counterparty credit risk.
§§ 3.4-3.9 - Minimum capital requirements.
§ 3.10 - Minimum capital requirements.
§ 3.11 - Capital conservation buffer and countercyclical capital buffer amount.
§§ 3.12-3.19 - Capital components and eligibility criteria for regulatory capital instruments.
§ 3.20 - Capital components and eligibility criteria for regulatory capital instruments.
§ 3.21 - Minority interest.
§ 3.22 - Regulatory capital adjustments and deductions.
§§ 3.23-3.29 - Applicability.
§ 3.30 - Applicability.
§ 3.31 - Mechanics for calculating risk-weighted assets for general credit risk.
§ 3.32 - General risk weights.
§ 3.33 - Off-balance sheet exposures.
§ 3.34 - OTC derivative contracts.
§ 3.35 - Cleared transactions.
§ 3.36 - Guarantees and credit derivatives: substitution treatment.
§ 3.37 - Collateralized transactions.
§ 3.38 - Unsettled transactions.
§§ 3.39-3.40 - Operational requirements for securitization exposures.
§ 3.41 - Operational requirements for securitization exposures.
§ 3.42 - Risk-weighted assets for securitization exposures.
§ 3.43 - Simplified supervisory formula approach (SSFA) and the gross-up approach.
§ 3.44 - Securitization exposures to which the SSFA and gross-up approach do not apply.
§ 3.45 - Recognition of credit risk mitigants for securitization exposures.
§§ 3.46-3.50 - Introduction and exposure measurement.
§ 3.51 - Introduction and exposure measurement.
§ 3.52 - Simple risk-weight approach (SRWA).
§ 3.53 - Equity exposures to investment funds.
§§ 3.54-3.60 - Purpose and scope.
§ 3.61 - Purpose and scope.
§ 3.62 - Disclosure requirements.
§ 3.63 - Disclosures by national banks or Federal savings associations described in § 3.61.
§§ 3.64-3.99 - Purpose, applicability, and principle of conservatism.
§ 3.100 - Purpose, applicability, and principle of conservatism.
§ 3.101 - Definitions.
§ 3.121 - Qualification process.
§ 3.122 - Qualification requirements.
§ 3.123 - Ongoing qualification.
§ 3.124 - Merger and acquisition transitional arrangements.
§§ 3.125-3.130 - Mechanics for calculating total wholesale and retail risk-weighted assets.
§ 3.131 - Mechanics for calculating total wholesale and retail risk-weighted assets.
§ 3.132 - Counterparty credit risk of repo-style transactions, eligible margin loans, and OTC derivative contracts.
§ 3.133 - Cleared transactions.
§ 3.134 - Guarantees and credit derivatives: PD substitution and LGD adjustment approaches.
§ 3.135 - Guarantees and credit derivatives: double default treatment.
§ 3.136 - Unsettled transactions.
§§ 3.137-3.140 - Operational criteria for recognizing the transfer of risk.
§ 3.141 - Operational criteria for recognizing the transfer of risk.
§ 3.142 - Risk-weighted assets for securitization exposures.
§ 3.143 - Supervisory formula approach (SFA).
§ 3.144 - Simplified supervisory formula approach (SSFA).
§ 3.145 - Recognition of credit risk mitigants for securitization exposures.
§§ 3.146-3.150 - Introduction and exposure measurement.
§ 3.151 - Introduction and exposure measurement.
§ 3.152 - Simple risk weight approach (SRWA).
§ 3.153 - Internal models approach (IMA).
§ 3.154 - Equity exposures to investment funds.
§ 3.155 - Equity derivative contracts.
§§ 3.156-3.160 - Qualification requirements for incorporation of operational risk mitigants.
§ 3.161 - Qualification requirements for incorporation of operational risk mitigants.
§ 3.162 - Mechanics of risk-weighted asset calculation.
§§ 3.163-3.170 - Purpose and scope.
§ 3.171 - Purpose and scope.
§ 3.172 - Disclosure requirements.
§ 3.173 - Disclosures by certain advanced approaches national banks or Federal savings associations.
§§ 3.174-3.200 - Purpose, applicability, and reservation of authority.
§ 3.201 - Purpose, applicability, and reservation of authority.
§ 3.202 - Definitions.
§ 3.203 - Requirements for application of this subpart F.
§ 3.204 - Measure for market risk.
§ 3.205 - VaR-based measure.
§ 3.206 - Stressed VaR-based measure.
§ 3.207 - Specific risk.
§ 3.208 - Incremental risk.
§ 3.209 - Comprehensive risk.
§ 3.210 - Standardized measurement method for specific risk
§ 3.211 - Simplified supervisory formula approach (SSFA).
§ 3.212 - Market risk disclosures.
§§ 3.213-3.299 - Transitions.
§ 3.300 - Transitions.
§ 3.401 - Purpose and scope.
§ 3.402 - Applicability.
§ 3.403 - Standards for determination of appropriate individual minimum capital ratios.
§ 3.404 - Procedures.
§ 3.405 - Relation to other actions.
§ 3.501 - Remedies.
§ 3.601 - Purpose and scope.
§ 3.602 - Notice of intent to issue a directive.
§ 3.603 - Response to notice.
§ 3.604 - Decision.
§ 3.605 - Issuance of a directive.
§ 3.606 - Change in circumstances.
§ 3.607 - Relation to other administrative actions.
§ 3.701 - Capital and surplus.