§ 16.30 - Request for interpretive advice or no-objection letter.

Copy with citation
Copy as parenthetical citation

Any person requesting interpretive advice or a no-objection letter from the OCC with respect to any provision of this part shall:

File a copy of the request, including any supporting attachments, with the OCC's Securities and Corporate Practices Division at the address provided at www.occ.gov;

Identify or describe the provisions of this part to which the request relates, the participants in the proposed transaction, and the reasons for the request; and

Include with the request a legal opinion as to each legal issue raised and an accounting opinion as to each accounting issue raised.