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U.S. Code of Federal Regula...
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Title 12—Banks and Banking
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CHAPTER I—COMPTROLLER OF TH...
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PART 150—FIDUCIARY POWERS OF FEDERAL SAVINGS AS...
PART 150—FIDUCIARY POWERS OF FEDERAL SAVINGS ASSOCIATIONS
§ 150.10 - What regulations govern the fiduciary operations of Federal savings associations?
§ 150.20 - What are fiduciary powers?
§ 150.30 - What fiduciary capacities does this part cover?
§ 150.40 - When do I have investment discretion?
§ 150.50 - What is a fiduciary account?
§ 150.60 - What other definitions apply to this part?
§ 150.70 - Must I obtain OCC approval or file a notice before I exercise fiduciary powers?
§ 150.130 - How may I conduct multi-state operations?
§ 150.135 - How do I determine which state's laws apply to my operations?
§ 150.136 - To what extent do state laws apply to my fiduciary operations?
§ 150.140 - Must I adopt and follow written policies and procedures in exercising fiduciary powers?
§ 150.150 - Who is responsible for the exercise of fiduciary powers?
§ 150.160 - What personnel and facilities may I use to perform fiduciary services?
§ 150.170 - May my other departments or affiliates use fiduciary personnel and facilities to perform other services?
§ 150.180 - May I perform fiduciary services for, or purchase fiduciary services from, another association or entity?
§ 150.190 - Must fiduciary officers and employees be bonded?
§ 150.200 - Must I review a prospective account before I accept it?
§ 150.210 - Must I conduct another review of an account after I accept it?
§ 150.220 - Are any other account reviews required?
§ 150.230 - Who must maintain custody or control of assets in a fiduciary account?
§ 150.240 - May I hold investments of a fiduciary account off-premises?
§ 150.245 - When is a fiduciary not required to maintain custody or control of fiduciary assets?
§ 150.250 - Must I keep fiduciary assets separate from other assets?
§ 150.260 - How may I invest funds of a fiduciary account?
§ 150.290 - What must I do with fiduciary funds awaiting investment or distribution?
§ 150.300 - Where may I deposit fiduciary funds awaiting investment or distribution?
§ 150.310 - What if the FDIC does not insure the deposits?
§ 150.320 - What is acceptable collateral for uninsured deposits?
§ 150.330 - Are there investments in which I may not invest funds of a fiduciary account?
§ 150.340 - May I exercise rights to purchase additional stock or fractional shares of my stock or obligations or the stock or obligations of my affiliates?
§ 150.350 - May I lend, sell, or transfer assets of a fiduciary account if I have an interest in the transaction?
§ 150.360 - May I make a loan to a fiduciary account that is secured by an interest in the assets of the account?
§ 150.370 - May I sell assets or lend money between fiduciary accounts?
§ 150.380 - May I earn compensation for acting in a fiduciary capacity?
§ 150.390 - May my officer or employee retain compensation for acting as a co-fiduciary?
§ 150.400 - May my fiduciary officer or employee accept a gift or bequest?
§ 150.410 - What records must I keep?
§ 150.420 - How long must I keep these records?
§ 150.430 - Must I keep fiduciary records separate and distinct from other records?
§ 150.440 - When do I have to audit my fiduciary activities?
§ 150.450 - What standards govern the conduct of the audit?
§ 150.460 - Who may conduct an audit?
§ 150.470 - Who directs the conduct of the audit?
§ 150.480 - How do I report the results of the audit?
§ 150.490 - When must I deposit securities with state authorities?
§ 150.500 - How much must I deposit if I administer fiduciary assets in more than one state?
§ 150.510 - What must I do if state authorities refuse my deposit?
§ 150.520 - What happens if I am placed in receivership or voluntary liquidation?
§ 150.530 - How do I surrender fiduciary powers?
§ 150.540 - When will the OCC terminate my fiduciary powers?
§ 150.550 - May I recover my deposit from state authorities?
§ 150.560 - When may the OCC revoke my fiduciary powers?
§ 150.570 - What procedures govern the revocation?
§ 150.580 - When may I conduct fiduciary activities without obtaining OCC approval?
§ 150.590 - What standards must I observe when acting in exempt fiduciary capacities?
§ 150.600 - How may funds be invested when I act in an exempt fiduciary capacity?
§ 150.610 - What disclosures must I make when acting in exempt fiduciary capacities?
§ 150.620 - May I receive compensation for acting in exempt fiduciary capacities?