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§ 43.7 - Delegation of authority.

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Authority. The Commission hereby delegates, until it orders otherwise, to the Director of the Division of Market Oversight or such other employee or employees as the Director may designate from time to time, the authority:

To determine whether swaps fall within specific swap categories as described in § 43.6(b);

To determine and publish post-initial, appropriate minimum block sizes as described in § 43.6(f); and

To determine post-initial cap sizes as described in § 43.4(h).

Submission for Commission consideration. The Director of the Division of Market Oversight may submit to the Commission for its consideration any matter that has been delegated pursuant to this section.

Commission reserves authority. Nothing in this section prohibits the Commission, at its election, from exercising the authority delegated in this section.

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§ 43.6 - Block trades and large notional off-facility swaps.
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